by Jason Long | Jul 8, 2025 | Uncategorized
When Websites Fail, Clients Notice If your site fails clients notice and sometimes so do regulators. Reliability is inseparable from trust in our industry. If you think website emergencies only happen to âotherâ firms, letâs just say: Equifax, the CIA, and Sony all...
by Jason Long | Jul 8, 2025 | Compliance
In March 2024, the SEC charged five investment advisory firms on website and online advertising rules. Their combined penalty? $200,000. These werenât the Bernie Madoffs of the worldâjust regular firms who let a few âharmlessâ marketing claims slip through the cracks...
